Associate Director, Risk and Control Governance

Overview

The Associate Director, Risk and Control Governance is responsible for driving the organization’s compliance efforts with the Sarbanes-Oxley Act and regulatory obligations, as well as developing the continued maturation of the organization’s broader enterprise risk management framework.

Requirements

• 10+ years of progressive experience in audit, risk management, or equivalent.
• Strong understanding of overall products, processes, and systems.
• Ability to connect business objectives with risk and control perspectives.
• Demonstrated proficiency in managing Sarbanes-Oxley compliance in a complex environment.
• Strong communication skills and ability to engage effectively with senior leadership.
• Effective prioritization skills, able to work under high-pressure situations.
• Proficiency in risk control self-assessment (RCSA) and enterprise risk management (ERM).
• Experience with regulatory risk management frameworks.
• Preferred: 2+ years of experience in Financial Technology/Services risk management.
• Preferred: CPA, CIA, and/or CISA certifications.